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Reliant Compliancereliantcompliance.com · Low evidenceReliant Compliance is a boutique, employee-owned RIA compliance consulting firm that provides expert compliance leadership and outsourced solutions for registered investment advisers (RIAs). They offer services including outsourced Chief Compliance Officer (OCCO), RIA registration, annual compliance reviews, Form ADV updates, policy drafting, and regulatory exam support, tailored to each firm’s needs. They serve SEC- and state-registered RIAs, hybrids, and newly formed RIAs, along with financial professionals, drawing on more than 20 years of experience.
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