Transfer agent services for Reg A crowdfunding

For a Regulation A (Reg A+) crowdfunding campaign, I would recommend starting with Colonial Stock Transfer, VStock Transfer, Equity Stock Transfer, and Transfer Online.

These companies specifically offer services relevant to Reg A issuers, including shareholder recordkeeping, stock issuance, investor accounts, and ongoing transfer agency services.

I've identified several candidates worth contacting.

1. Recommended transfer agents

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1. Colonial Stock Transfer

(Strong starting candidate)

Salt Lake City, Utah

• Specifically handles Reg A+, Reg CF and Reg D.
• Online cap table and investor portal.
• Share issuance, transfers and shareholder services.
• EDGAR and compliance support.

Phone: 801-355-5740

Website and request a proposal

www.colonialstock.comwww.colonialstock.comwww.colonialstock.com

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2. VStock Transfer

Woodmere, New York

• Specific experience with Reg A Tier 1 and Tier 2.
• Crowdfunding platform integration.
• DTC, DWAC and DRS services.
• Investor shareholder database and reporting.
• More than 800 issuer clients.

Phone: 212-828-8436

Website and request a quote

www.new.vstocktransfer.comwww.vstocktransfer.com

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3. Equity Stock Transfer (EST)

New York, New York

• Purpose-built services for Reg A and Reg CF.
• Experienced with large numbers of shareholders.
• Handles rolling and continuous closings.
• DTC eligibility and exchange-listing coordination.

Phone: 212-575-5757

Reg A services and contact

www.equitystock.comwww.equisolve.comwww.sec.gov

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4. Transfer Online

Portland, Oregon

• Reg A+ subscription processing.
• Share issuance and investor recordkeeping.
• Crowdfunding and post-offering support.

Phone: 503-227-2950

Reg A offering services

www.equitystock.comwww.equisolve.comwww.sec.govtransferonline.comtransferonline.com

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5. ClearTrust

(Florida-based option)

Lutz, Florida

• SEC-registered transfer agent.
• Shareholder recordkeeping and issuer services.
• Worth including in your pricing comparison.

Phone: 813-235-4490

Website and request a quote

www.cleartrustonline.comwww.cleartrustonline.com

2. What I would require from a transfer agent

For a Reg A Tier 2 offering, I would specifically look for:

One important regulatory consideration: Regulation A Tier 2 issuers seeking the conditional Section 12(g) exemption must satisfy applicable requirements, including engaging an SEC-registered transfer agent. Have your securities attorney confirm the requirements for your particular offering.www.new.vstocktransfer.com+2

3. Questions I would ask before hiring one

Don't just compare their monthly fees. Ask for their complete fee schedule, including:

• Initial setup fee.
• Annual administration fee.
• Cost per shareholder account.
• Cost per share issuance.
• Investor transfer fees.
• Fees for ongoing subscription processing.
• Fees for shareholder communications.
• Minimum annual contract.

Also ask whether they have handled offerings with thousands of individual investors.

4. Let me narrow this down for your campaign

I would like to establish a few details before recommending which transfer agent you should hire.

1. Which type of Reg A offering?

Reg A Tier 1

Reg A Tier 2

Not yet determined

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2. How much capital are you planning to raise?

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3. How many investors do you anticipate?

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4. How will investors participate?

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5. What level of service do you need?

Full-service transfer agent

Shareholder records and stock issuance only

Transfer agent plus investor onboarding and subscription processing

[Find the best transfer agents for my campaign]

My objective: Identify the best 2–3 transfer agents for your particular offering, including estimated costs, direct contacts, and which ones have the strongest experience handling Reg A crowdfunding campaigns.

For a Regulation A+ campaign (particularly Tier 2, which legally requires an independent, SEC-registered transfer agent), you need a provider experienced in handling high volumes of retail investors, book-entry issuance, and integration with crowdfunding or broker-dealer platforms.colonialstock.com+1

Top SEC-Registered Transfer Agents for Reg A+

1. Colonial Stock Transfer
   • Best For: Dedicated, full-service Reg A+ experience, DTC/FAST/DWAC eligibility, and direct escrow support.
   • Highlights: Very familiar with high-volume retail shareholder bases, EDGAR/reporting workflows, and working closely with corporate legal counsel.colonialstock.com
2. StartEngine Secure (StartEngine)
   • Best For: Companies already running or planning to host their campaign directly on the StartEngine ecosystem.
   • Highlights: Provides a native, integrated transfer agent service (StartEngine Secure ) that feeds investor data directly from the raise into an automated cap table.
3. VStock Transfer
   • Best For: Cost-effective, tech-forward management of micro-cap and Reg A+ issuers.
   • Highlights: Handles thousands of digital/book-entry accounts with specialized portals for issuers and shareholders.
4. Securitize
   • Best For: Digital asset, tokenized, or blockchain-leaning Reg A+ offerings (also tied into major alternative trading systems and NYSE digital initiatives).
   • Highlights: Strong compliance automation, investor onboarding, and smart-contract/token cap-table capabilities.a-teaminsight.com
5. Eqvista / Traditional Giants (e.g., Computershare or Broadridge)
   • Best For: Companies looking for modern cap-table software combined with transfer agent capabilities or enterprise-scale brand recognition.
   • Highlights: Great if you plan to eventually up-list to a major national exchange like the NASDAQ or NYSE.a-teaminsight.com

Key Questions to Ask Before Choosing:

• Platform Integration: Does their API or software sync automatically with your crowdfunding portal (e.g., Wefunder, Republic, StartEngine, or custom site)?crowdfund.co
• Pricing Model: Are they charging a flat monthly/annual fee, or a per-shareholder/per-transaction fee? (Retail Reg A+ rounds can scale to thousands of small investors quickly, making per-investor fees add up).
• DTC Eligibility: Do they support DTC (Depository Trust Company) and FAST/DWAC services if you plan to trade on the OTC markets or an ATS later on?colonialstock.com

If you'd like to narrow this down, let me know:

• Which crowdfunding platform (or direct-to-investor model) are you using for the Reg A+?
• Roughly how many investors do you anticipate closing in the round?
• Do you plan to pursue OTC or secondary trading down the road?